Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2022

On September 1, Washington, D.C. securities enforcement partner Anita Bandy spoke at PLI's program titled Storming the Gatekeepers: When Compliance Officers and In-House Lawyers Are at Risk 2022. Her session, "Trends in Government Enforcement Actions Against Gatekeepers," addressed recent trends and enforcement activity involving individual liability for gatekeepers, how gatekeepers can minimize individual enforcement risk, enforcement action trends involving external auditors, and the government’s expectations of external auditors and when they are at risk.